Nick Roley, APFS
Private Wealth advisor
Dual qualified in both the UK & US, Nick provides independent, cross border financial planning advisory services to his clients.
Nick began his financial career within a well-known ‘boutique’ wealth management business based in the UK where he worked for 6 years achieving the coveted status of Chartered Financial Planner under the CII, which is widely considered the Gold Standard of Financial Planning qualifications.
Nick is also a US SEC registered investment advisor, having passed the North American Securities Administrators Association Series 65, allowing him to provide his expertise to clients across the United States.
Passionate about his holistic approach, as well as helping shape the future of the industry, Nick now resides in the middle east where he specialises in advising expatriates based in the US as well as American Citizens who have ventured internationally.
Areas of Expertise
• Pension Analysis, Advice, and Management
• 401K Analysis, Advice, and Management
• IRA Analysis, Advice, and Management
• Retirement Planning
• Pension Planning
• Inheritance Tax Planning
• Tax Planning
• Wealth Management
• Investment Portfolio Management
• International Savings & Investment Options
• Investment Review
• Private Banking Advice
• Insurance & Family Protection
• Education Fee Advice & Planning
• High Net Worth & Ultra High Net Worth
• Private Client Wealth and Estate Planning
• Complex Multi-Jurisdictional Financial Planning
• Cashflow Forecasting & Modelling
Qualifications & Awards
CII - Chartered Financial Planner
J10 - Discretionary Investment Management
Series 65
CII AF1 - Personal Tax & Trust Planning
CII AF5 - Financial Planning Process
CII AF4 - Investment Planning
